New actuators achieve large movements with simple and rugged mechanisms based on single-crystal, shape-memory alloys. Tom Shelley reports

The ability to change overall shapes to a much greater degree
than conventional polycrystalline alloys appears to be the
breakthrough that will allow single-crystal, shape memory alloys
to realise their full potential in mechanics.
The alloy elements, which can deliver large amounts of force in
small spaces are expected to have applications in robotics and,
while speeds of movements are limited by the times required to
transfer heat into metal wires and rods, there are a great many
other mechanical movement uses to which these devices can be put.
Shape-memory alloys, as their name implies, change their shape
back to their original shape when heated. They can be bent,
extended or compressed, and then recover and remember their
original shape upon the application of heat above a certain
transition temperature.
They were originally developed for applications in space, because
they allow actuators to be made without fluids, seals, or
rotating parts, all potential areas of poor reliability. They
were then promoted for wired bras, which could be bent during
washing and recover their shape when worn. Their most important
application, however, is as stents, which are welded assemblages
of wires, which are inserted into blocked human arteries, and
then opened out to expand the available passages. They save
thousands of lives every year.
Despite much development work, some of the most recent of which
was described in a feature article in Eureka's July 2000 edition,
other practical uses have, until now, been limited. This is
because all practical shape memory alloys consist of a multitude
of crystals, all in different orientations joined together at
their faces. The result is that if the most popular nickel
titanium alloy elements are deformed with strains of much more
than about 4%, they will be plastically deformed, and not return
fully to their original shape. Practical shape memory actuators
have therefore been limited to long lengths of wires and helical
spring shapes. However, thanks to recent developments, this is no
longer the case.
Dr Ivan Vahhi, who lectures on the principles of designing shape
memory actuators at St. Petersburg State Technical University, is
one of the leaders of a team, which has found a way of mass
producing copper-aluminium-nickel shape memory alloy rods as
single crystals. The crystals can be deformed with strains of up
to 10%. For reasons which should be obvious, he is reluctant to
reveal details of his mass production technique, but it is
possible to make an intelligent guess. See box story
Having the means to make shape memory alloy elements as single
crystal rods, it is possible to bend them by a significant
amount, and then extract forces of up to 450 - 600MPa when they
are warmed. When a metal change its shape, it does so with a
force limited only by the yield stress of the material. The
limiting stress available from transforming polycrystalline
nickel-titanium is about 250 - 400MPa. A further advantage of
single-crystalline elements over polycrystals is that they are
much less prone to fatigue failure.
Much less force is required to bend a rod of single crystal than
polycrystalline alloy, so that the deforming or bending stress is
only 20 to 40MPa. The net result is that the overall size of an
actuator made using single crystalline elements is about 10% of
that required by polycrystalline elements.
The team in St. Petersburg has come up with a number of designs
which they have constructed and evaluated. The simplest,
single-acting linear actuator uses a single bent rod of alloy,
which straightens when heated; the return stroke being effected
by a spring. A slightly more sophisticated type of linear
actuator is the double-acting variant. The stroke in one
direction is achieved by heating one bent rod, which straightens,
bending the other rod as it does so. The reverse stroke is
achieved by heating the second, bent rod.

Single acting linear actuator (without heater on wire)

Single acting linear actuator
Double
acting linear actuator
Similarly, it is possible to use two bent rods, one of which straightens by heating, turning a rotary actuator at the same time bending another rod which is then ready to effect the return stroke. (The principles and basic geometry are described in some detail at www.memorycrystals.ru
If the rod actuating elements are made as helices, it is
possible to make them generate force as opposed to movement. Such
is the principle behind the two-fingered adaptive gripper. One
shape-memory tension element is heated and contracts making the
output element turn - closing the fingers. The other shape-memory
tension element is expanded. The reverse stroke is achieved by
heating the second tension element, reversing the process.

Adaptive gripper with two fingers using shape memory
actuators as human-type muscles

Adaptive gripper with three fingers
The alloys have also been applied to a prototype pipe-crawling robot. Pipes, large and small, generally require cleaning if they are to continue functioning. Space is extremely limited and force requirements can be considerable if obstructions are to be removed.

Robot for pipe crawling
The grippers and robot were developed jointly with the St.
Petersburg R&D Institute of Robotics. Dr Vahhi says he is
interested in discussing and developing further "high
technology" applications, although the technology is equally
applicable to low technology.
The author explains...
When Eureka's Dr Shelley first went to Cambridge, he joined the
Metallurgy Department at a time when it had committed itself to
mass producing large numbers of metallic single crystals for a
new metallurgy 'O' level practical exam.
The usual technique for making single crystals is to suspend a
vertical rod and place an induction heating coil round it and
very slowly move it upwards. Molten material melts above the
molten zone and solidifies below it, starting from a single
crystal in the base of a cone. Dr (now Professor) Jim Charles,
however, discovered that if one were to place wires in quartz
capillary tubes, it was possible to place them in a horizontal
tube furnace, and pass the molten zone along lots of them laid
side by side, with the molten zones contained by the tubes. In
this way, it was found possible to make 300 single crystal wires
at a go. The tubes were then broken to recover the wires.
Shape memory alloys offer the advantage that if they become bent
when recovering them from their containing tubes, they need only
be warmed to recover their former straightness. The metallurgy of
the wires, however, has to be carefully chosen or managed, so as
to suit the process.
www.memorycrystals.ru
vahhi@iv4817.spb.edu
Technology Pointers
Reversible strains of single crystal copper-aluminium-nickel
shape memory alloys are up to 10%
Stresses available are up to 600 MPa
Transformation temperatures may be up to 300 deg C